Over 650,000 registered financial advisers in the United States help manage over $30 trillion of investible assets and represent approximately 10% of total employment of the finance and insurance sector. However, despite ...
Economics & Business
Jan 22, 2019
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Improved regulation has deterred a greater amount of financial misconduct in the UK since the global financial crisis, according to new research published today by the University of East Anglia (UEA).
Economics & Business
May 24, 2018
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The Sarbanes Oxley (SOX) Act of 2002 was passed following the WorldCom and Enron accounting scandals with the intent of lowering the prevalence of financial misconduct. Section 406 of the Act requires public companies to ...
Economics & Business
Oct 24, 2016
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(Phys.org) —The announcement of a firm's misconduct can have a negative effect on the value of other public firms in the same industry due to decreased investor confidence, according to recent research from Penn State Smeal ...
Economics & Business
Jun 5, 2014
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(PhysOrg.com) -- When a whistle-blower's allegations of financial misconduct gain the attention of mainstream media, the accused company's stock price takes an immediate hit, even if it's countered by outrage and denials.
Economics & Business
Jul 6, 2010
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